Full text of GUZMAN & COMPANY's X-17A-5 filed 2026-03-31 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235--0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill SEC FILE NUMBER | 8-38646 | | |---------|--| | | | **FACING PAGE** Information **Required Pursuant** to Rules **17a-5, 17a-12,** and **lSa-7 under** the **Securities Exchange Act** of **1934** FILING FOR THE PERIOD BEGINNING **01/01/2025** AND ENDING **12/31/2025** MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: Guzman & Company TYPE OF REGISTRANT (check all applicable boxes): C!J Broker-dealer □ Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer □ Major securit y-based sw ap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 101 Aragon Avenue | | ·(No. and Street) | | | | | |---------------------------------------------------|------------------------------------------------------------|-----------------|-----------------------------------------|--|--| | Coral Gables | Florida | | 33134 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Alexis G. Miller | (305) 374 3600 | | agmiller@guzman.com | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | BOO USA, P.C | (Name - if individual, state last, first, and middle name) | | | | | | 100 SE 2nd St. Suite 1700 | Miami | FL | 33131 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 10/08/2003 | | 243 | | | | | t• of Reg;,u,t;on w;th PCAOB)j;f appl;cable)<br>r | | | (PCAOB RegfatrnUnn Numbe,, ;J appldle)I | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.l 7a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ ### OATH OR AFFIRMATION I, Alexis G. Miller swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of Guzman & Company…Read the full text as markdown