Full text of GUZMAN & COMPANY's X-17A-5/A filed 2025-04-02 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES | 0MB APPROVAL | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | 0MB Number: 3235-0123<br>Expires: Nov. 30, 2026 | | Washington, D.C. 20549 | Estimated average burden<br>hours per response: 12 | | ANNUAL REPORTS | SEC FILE NUMBER | | FORM X-17A-5 | 8-38646 | | PART Ill | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a:-12, and 18a-7 under the Securities Exchange Act of 1934 | | | FILING FOR THE PERIOD BEGINNING 01/01/2024 | AND ENDING 12/31/2024 | | MM/DD/VY | MM/DD/VY | | A. REGISTRANT IDENTIFICATION | | | NAME oF FIRM: Guzman & Company | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[!] Broker-dealer<br>□ Security-based swap dealer<br>□ Check here if respondent is also an OTC derivatives dealer | □ Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | 101 Aragon Avenue | | | (No. and Street) | | | Coral Gables<br>Florida | 33134 | | (City)<br>(State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | (305) 37 4 3600<br>Alexis G. Miller | agmilfer@guzman.com | | (Name}<br>(Area Code-Telephone Number} | (Email Address) | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>BOO USA, P.C | | | (Name - if individual, state last, first, and middle name} | | | 100 SE 2nd St. Suite 1700<br>Miami | 33131<br>FL | | {Address)<br>(City} | (State)<br>(Zip Code} | | 10/08/2003<br>243 | | | (rte of Registration with PCAOB)(lf applicable) FOR OFFICIAL USE ONLY | | | | I<br>(PCAOB Registration Number, If applicable) | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I, Alexis G. Miller swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of Guzman & Company as of **12/31** 2~ is true and cor…Read the full text as markdown