Full text of BGC FINANCIAL, L.P.'s X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  CONSOLIDATED STATEMENT OF FINANCIAL CONDITION BGC Financial, LP. Year Ended December 31, 2020 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ 0MB APPROVAL **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response ... 12.00 | I SEC FILE NUMBER | |-------------------| | 8-39012 | | | OFFICIAL USE ONLY FIRJ\1 ID. NO. #### **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** #### **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** REPORT FOR THE PERJOD BEGINNING :tvIM/DD/YY 01/01/20 .AND ENDING :tvIM/DD/YY 12/31/20 #### **A. REGISTRANT IDENTIF1CATION** NAME OF BROKER - DEALER: BGC FINANCIAL, L.P. ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) One Seaport Plaza, 18th and 19th Floor (No. and Street) | New York | New York | 10038 | | |----------|----------|-------|------------| | (City) | (State) | | (Zip Code) | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | Steven Bisgay | |---------------| | | 212-294-7849 (Area Code - Telephone Number) #### **B. ACCOUNTANT IDENTIF1CATION** INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report\* Ernst & Youn LLP (Name - if individual, state last, first, middle name) | 5 Times Square | | New York | New York | 10036-6530 | |----------------|---------------------------------------------------------------------|----------|----------|------------| | (Address) | | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | | | §<br>Certified Public Accountant | | | | | | Public Accountant | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | | | | FOR OFFICIAL USE ONLY *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17 a-5(e)(2). SEC 1410 (11-05)* {2}------------------------------------------------ #### **AFFIRMATION** I, Steven Bisgay, affirm that, to the best of my knowledge and belief, the accompanying consolidated statement of financial condition pertaining to BGC Financial, L.P. (the "Partne…Read the full text as markdown