BGC FINANCIAL, L.P. X-17A-5 (2023-03-01) — Broker-dealer annual report

Full text of BGC FINANCIAL, L.P.'s X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ ![](_page_0_Picture_0.jpeg) CONSOLIDATED STATEMENT OF FINANCIAL CONDITION BGC Financial, LP. December 31, 2022 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ #### **UNITED STATES** 0MB APPROVAL **SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORMX-17A-5 PART III** SEC FILE NUMBER 8-39012 | | FILING FOR THE PERIOD BEGINNING | ---------<br>01/01/22 | AND ENDING | ---------<br>12/31/22 | | |-------------------------------------------------------------------------------------------------------------------------------------|---------------------------------|------------------------------------------------------------|---------------------------------------|----------------------------|-------| | | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: BGC Financial L.P. | | | | | | | TYPE OF REGISTRANT ( check all applicable boxes):<br>@Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | Security-based swap dealer | | Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>55 Water Street, 10th Floor | | | | | | | | | (No. and Street) | | | | | New York | | New York | | 10004 | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT Willi REGARD TO THIS FILING | | | | | | | Jason Hauf | 646-346-6869 | | | Jason.Hauf@bgcpartners.com | | | | | (Area Code - Telephone Number) | | (Email Address) | | | (Name) | | | | | | | | | B. ACCOUNT ANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC AC COUNT ANT whose reports are contained in this filing*<br>Ernst & Young LLP | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | One Manhattan West 401 9th Avenue<br>(Address) | (City) | New York | New York<br>(State) | (Zip Code) | 10001 | | 10/20/2003 | | | | 42 | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. {2}------------------------------------------------ #### **AFFIRMATION** I, Jason Hauf, affirm that, to the best of my knowledge and belief, the ac…

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