Full text of BGC FINANCIAL, L.P.'s X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  CONSOLIDATED STATEMENT OF FINANCIAL CONDITION BGC Financial, LP. December 31, 2021 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ #### **UNITED STATES** 0MB APPROVAL **SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORMX-17A-5 PART** III SEC FILE NUMBER 8-39012 | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>FILING FOR THE PERIOD BEGINNING_~O~l/~0=1/=2~1 | MM/DD/YY | ___<br>AND ENDING -~1=2~/3~1=/2=1 | __<br>MM/DD/YY | |-------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------|-----------------------------------|----------------| | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: BGC Financial L.P. | | | | #### TYPE OF REGISTRANT (check all applicable boxes): 0Broker-dealer Security-based swap dealer Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer #### ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | (No. and Street) | | | |----------------------------------------------------------------|---------------------------------------------------------------------------|---------|--------------------------------------------------| | New York | New York | | 10004 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Steven Bisgay | 212-294-7849 | | SB isgay@cantor.com | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC AC COUNTANTwhose reports are contained in this filing* | | | | Ernst & Young LLP | (Name -if individual, state last, first, and middle name) | | | | | | | | | One Manhattan West 401 9th A venue<br>(Address) | New York<br>(City) | (State) | New York<br>10001<br>(Zip Code) | | | | | | | 10/20/2003<br>(Date of Registration with PCAOB)(if applicable) | | | 42<br>(PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts…Read the full text as markdown