Full text of CF SECURED, LLC's X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  ### STATEMENT OF FINANCIAL CONDITION CF Secured, LLC December 31, 2022 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0 MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORMX-17A-5 PART III** SEC FILE NUMBER 8-69863 | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | FACING PAGE | | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------|------------------------------------------|--------------------------------------------|--| | FILING FOR THE PERIOD BEGINNING_~0~l~/0~1/~2~2 | | MM/DD/YY | ___ | AND ENDING -~1=2/~3~1/=22~_<br>MM/DD/YY | | | | | | A.REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: ~C~F~S~e~c~ur~e~d~L=L~C~--------------------- | | | | | | | TYPE OF REGIS TRANT ( check all applicable boxes):<br>@Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | @Security-based swap dealer | | Divlajor security-based swap participant | | | | 110 East 59th Street | | | | | | | | | (No. and Street) | | | | | New York | New York | | | | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT Willi REGARD TO THIS FILING | | | | | | | Kenneth Paulson | 2 12-294-7922 | | | Kpaulson@cantor. com | | | (Name) | (Area Code - Telephone Number)<br>(Email Address) | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose reports are contained in this filing* | | | | | | | Ernst & Young LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | One Manhattan West 401 9th Avenue | New York | | New York | 10001 | | | (Address) | (City) | | (State) | (Zip Code) | | | I 0/20/2003 | | | | 42 | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | \* Claims for exemption from the requirement that the annual reports be covered by the rep…Read the full text as markdown