Full text of CF SECURED, LLC's X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  #### STATEMENT OF FINANCIAL CONDITION CF Secured, LLC December 31, 2021 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORMX-17A-5 PART III** **FACING PAGE** SEC FILE NUMBER 8-69863 **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING \_\_ O�l�/O�l�/2�l \_\_\_ AND ENDING \_\_ 1=2�/3�1�/2=-l \_\_ MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFIC ATION** NAME OF FIRM: \_,C=F---'S"-'e=cu=r=-e=d'-=L=L"-'C=--------------------------- TYPE OF REGISTRANT (check all applicable boxes): 0Broker-deale<sup>r</sup>□Security-based swap deale<sup>r</sup>□Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 110 East 59th Street New York (City) (No. and Street) New York (State) **PERSON TO CONTACT WITH REGARD TO THIS FILING** Kenneth Paulson 212-294-7922 (Name) (Area Code - Telephone Number) **B. ACCOUNTANT IDENTIFIC ATION** 10022 (Zip Code) K paulson@cantor.com (Email Address) INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Ernst & Young LLP (Name - if individual, state last, first, and middle name) One Manhattan West, 401 9 th Avenue (Address) 10/20/2003 New York (City) (Date of Registration with PCAOB)(if applicable) **FOR OFFICIAL USE ONLY** New York (State) 10001 (Zip Code) 42 (PCAOB Registration Number, if applicable) \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See l 7CFR 240. l 7a-5( e )(1 )(ii), if applicable. {2}------------------------------------------------ #### **AFFIRMATION** I, Kenneth Paulson, affirm that, to the best of my knowledge and belief, the accompanying statement of financial condition pertaining to CF Secured, LLC (the "Company"), as of December 31, 2021, is true and correct. I further affirm that neither the Company nor any partner, officer, director, or equivalent person, as the case may be, has…Read the full text as markdown