Full text of CF SECURED, LLC's X-17A-5 filed 2020-03-04 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  STATEMENT OF FINANCIAL CONDITION CF Secured, LLC December 31, 2019 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 #### **ANNUAL AUDITED REPORT FORM X-17A-5 PART III FACING PAGE** | 0MB APPROVAL | |----------------------------| | 0MB Number: 3235-0123 | | Expires: August 31, 2020 | | Estimated average burden | | hours per response 12. 00 | 12/31/19 SEC FILE NUMBER 8-69863 OFFICIAL USE ONLY FIRM ID. NO. #### **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** REPORT FOR THE PERIOD BEGINNING 01/01/19 AND ENDING MM/DD/YY MM/DD/YY #### **A. REGISTRANT IDENTIFICATION** NAME OF BROKER -DEALER: CF Secured, LLC ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) 110 East 59th Street | (No. and Street) | | | | |------------------|----------|------------|--| | New York | New York | 10022 | | | (City) | (State) | (Zip Code) | | #### NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT Peter Melz | 212-829-5204 | | | |----------------------------|--|--| | (Area Code -Telephone No.) | | | # **B. ACCOUNTANT IDENTIFICATION** #### INDEPENDENT REGISTERED PUBLIC ACCOUNT ANT whose opinion is contained in this Report\* | | | Ernst & Young LLP | | |--|--|-------------------|--| |--|--|-------------------|--| #### (Name -if individual, state last, first, middle name) | 5 Times Square | New York | New York | I 0036-6530 | |----------------|----------|----------|-------------| | (Address) | (City) | (State) | (Zip Code) | #### **CHECK ONE:** Certified Public Accountant Public Accountant Accountant not resident in United States or any of its possessions. FOR OFFICIAL USE ONLY *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17 a-5(e)(2).* SEC 1410 (06-02). {2}------------------------------------------------ ### **AFFIRMATION** I, Peter Melz, affirm that, to the best of my knowledge and belief, the accompanying statement of financial condition pertaining to CF Secured, LLC (the "Company"), as of December 31, 2019, is true and correct. I further affirm that ne…Read the full text as markdown