Full text of PTR, INC.'s X-17A-5/A filed 2023-10-11 (period 2023-04-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20S49 **ANNUAL REPORTS FORM X-17 A-5 PART** Ill FACING PAGE OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-39854 Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 05/01/22 AND ENDING 04/30/23 ---------------- MM/00/YY MM/00/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM : **PTR** INC. --------------------------------------------- -------------- TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer 0 Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer 0 Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 601 HADDON AVE I STE 108 (No. and Street) COLLINGSWOOD NJ 08108 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING ALAN KRIM 516-526-1586 akrim@bayatconsulting.com (Name) (Area Code- Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* RAINES AND FISCHER LLP (Name- if individual, state last, first, and middle name) 555 FIFTH AVE-STE 901 NEW YORK NY 10017 (Address) (City) (State) (Zip Code) NOV 5 2009 3760 FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the ann ~J, al reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ # **OATH OR AFFIRMATION** I, Leonard Kiotz , swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of PTR INC. \_\_ , as of 4/30 2~ is true and correct. I further swear {or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest ln any account classified solely as that of a customer.  T~- . Chief Compliance Officer ### **This filing\*\* contains (check all applicable boxes}:** - **1!!1** (a) Stat…Read the full text as markdown