Full text of PTR, INC.'s X-17A-5 filed 2025-09-18 (period 2025-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE **COMMISSION** Washington, **D.C. 20549** | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART Ill | OM8 APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 | | SEC FILE NUMBER | | |--|-----------------|--| | | 8-39854 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **07/01/24** MM/DD/VY AND ENDING **<sup>0</sup> <sup>6</sup> / <sup>3</sup> 0f25** MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM : PTR INC. ------------------------------ TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC-derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 601 HADDON AVE/ STE 108 (No. and Street) COLLINGSWOOD NJ 08108 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING ALAN KRIM 516-526-1586 alankrim@ptrphilly.com (Name) (Area Code - Telephone Number) (Email Address} **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* NAWROCKI SMITH LLP (Name - If individual, state last, first, and middle name) 100 MOTOR PARKWAY SUITE 580 HAUPPAUGE NY 11788 (Address) (City) (State) (Zip Code) MAR4 2009 3370 l'' of ReglstrnUon with PCAOB)llf applicable) **(PCAOB Re,ist,atlon N,mb.,,** If **appllcablo)I** **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an Independent public accountant must be supported by a statement of facts and circumstances relted on as the basis of the exemption. See l7 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of Information contained In this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ | OATH OR AFFIRMATION | | | | | | | |---------------------|---------------------------------------------------------------------------------------------------------------------------------------------------|--|--|--|--|--| | | swear (or affirm) that, to the best of my knowledge and belief, the<br>I, Liam Deahl | | | | | | | | financial report pertaining to the firm of PTR Inc<b…Read the full text as markdown