Full text of PTR, INC.'s X-17A-5 filed 2024-10-11 (period 2024-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** > **ANNUAL REPORTS FORM X-17A•S PART** Ill | OMR APPROVAi | |--------------------------| | 0MB Number: 3235-0123 | | Explres: Nov. 30, 2026 | | Estimated average burden | | hours per response: 12 | | | | | | IL REPORTS | | |--------|--|------------|--| | | | 1 X-17A-5 | | | BT III | | | | SEC FILE NUMBER 8-39854 **FACING PAGE** **Information Required Pursuant to Rules 17a--S, 17a•12, and lBa-7 under the Securities Ex.change Act of 1934** FILING FOR THE PERIOD BEGINNING **05/01 /23** MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: PTR INC. ----------------------------- TYPE OF REGISTRANT {check all applicable boxes}: 0 Broker-dealer O Security-based swap dealer 0 Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer AND ENDING **06/30/24** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 601 HADDON AVE/ STE 108 | | (No. and Street) | | | |----------------------------------------------|---------------------------------------------------------------------------|------------------------|--| | COLLINGSWOOD | NJ | 08108 | | | {Citvl | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | ALAN KRIM | 516-526-1586 | alankrim@ptrphilly.com | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | 8. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | NAWROCKI SMITH LLP | | | | | | | | | | | | {Name - if Individual, state last, first, and middle name) | | | |------------------------------------------------------------------------------------------------|--|------------------------------------------------------------|---------|------------| | 100 MOTOR PARKWAY SUITE 580 HAUPPAUGE | | | NY | 11788 | | (Address) | | (City) | {State) | (Zip Code) | | MAR42009 | | | 3370 | | | (PCAOB Registration Number, if applicable)<br>(Date of Realstration with PCAOB)(if applicable) | | | | | | | | FOR OFFICIAL USE ONLY | | | • Claims for exemption from the rl!Quirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts **and** circumstances relied on as the **basis** of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who **are** to respond to the collection of Information c…Read the full text as markdown