NATIONAL BANK OF CANADA FINANCIAL INC. X-17A-5 (2017-12-27) — Broker-dealer annual report

Full text of NATIONAL BANK OF CANADA FINANCIAL INC.'s X-17A-5 filed 2017-12-27 (period 2017-10-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: NATIONAL BANK OF CANADA FINANCIAL INC.
• Form: X-17A-5
• Filed: 2017-12-27
• Period: 2017-10-31
• Accession: 0000835587-17-000012
• CIK: 835587
• File #: 8-39947
• Material weakness: No
• Auditor: EisnerAmper LLP
• Auditor location: New York, NY
• Contact: Mr. Paul E. Morris
• Phone: (212) 632-8877
• Signed by: Paul E. Morris (Chief Operations Officer and Chief Financial Officer)

Document text (excerpt)

X-17A-5 0000835587 XXXXXXXX 008-39947 LIVE false true false 11-01-2016 10-31-2017 Broker-dealer N NATIONAL BANK OF CANADA FINANCIAL INC. 65 EAST 55TH STREET 31ST FLOOR NEW YORK NY 10022 Mr. Paul E. Morris (212) 632-8877 EisnerAmper LLP 750 Third Avenue New York NY 10017-2703 Certified Public Accountant Paul E. Morris NATIONAL BANK OF CANADA FINANCIAL INC. 10-31-2017 Paul E. Morris Chief Operations Officer and Chief Financial Officer Y

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• X-17A-5 — 2021-12-28
• X-17A-5 — 2020-12-29
• X-17A-5 — 2019-12-26
• X-17A-5 — 2018-12-27
• X-17A-5 — 2016-12-27
• X-17A-5 — 2015-12-24
• X-17A-5 — 2015-01-16
• X-17A-5 — 2013-12-26

Original filing on SEC EDGAR (source of record)