Full text of NATIONAL BANK OF CANADA FINANCIAL INC.'s X-17A-5 filed 2025-12-22 (period 2025-10-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | FILING FOR THE PERIOD BEGINNING 11/01/24 | | | 10/31/25 | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------|------------------------------------------------------------|---------------------------|------------|--| | | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: National Bank of Canada Financial Inc. | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>🇿 Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 65 East 55th Street, 8th Floor | | | | | | | | | (No. and Street) | | | | | New York | | New York | | 10022 | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Yuri Grabovsky | 212.632.8523 | | yuri.grabovsky@nbf-us.com | | | | (Name) | | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Crowe LLP | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 485 Lexington Ave, Floor 11 New York | | | New York 10017 | | | | | (City) | | (State) | (Zip Code) | | | (Address)<br>9/24/03 | | | 173 | | | {1}------------------------------------------------ | swear (or affirm) that, to the best of my knowledge and belief, the<br>1. Yuri Grabovsky | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | financial report pertaining to the firm of National Bank of Canada Financial Inc<br>, as ot | | ر 2 025 __ is true and correct. I further swear (or affirm) that neither the company nor any<br>10/31 | | partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely | | as that of a customer. | | | | Signature: | | | | Title: | | | | | | Notary Public<br>The Children Children Children Children Children Children Children Children Children Children Children Children Children Children Children Children Children Children Children | | RIFAT NASSYROV<br>ikatary Public - State…Read the full text as markdown