Full text of NATIONAL BANK OF CANADA FINANCIAL INC.'s X-17A-5 filed 2019-12-26 (period 2019-10-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
X-17A-5 0000835587 XXXXXXXX 008-39947 LIVE false true false 11-01-2018 10-31-2019 Broker-dealer N NATIONAL BANK OF CANADA FINANCIAL INC. 65 EAST 55TH STREET 8TH FLOOR NEW YORK NY 10022 Mr. Paul E. Morris 212-632-8877 EisnerAmper LLP 750 Third Avenue New York NY 10017-2703 Certified Public Accountant Paul E. Morris NATIONAL BANK OF CANADA FINANCIAL INC. 10-31-2019 Paul E. Morris Chief Financial Officer Y
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