Full text of BREAN CAPITAL, LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART III | | OMB APPROVAL | |--------------------------| | OMB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response: 12 | | SEC FILE NUMBER | | |-----------------|--| | 8-40742 | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | |-------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------|----------|--------------------------------------------|--|--|--|--| | FILING FOR THE PERIOD BEGINNING | January 1, 2021 AND ENDING December 31, 2021<br>MM/DD/YY | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | NAME OF FIRM: BREAN CAPITAL, LLC | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>X Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 505 FIFTH AVENUE, 5TH FLOOR | | | | | | | | | | (No. and Street) | | | | | | | | NEW YORK, NEW YORK 10017 | | | | | | | | | (City) | (State) | | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | ARNOLD SARABELLA | 212 702 6625 | | ASARABELLA@BREANCAPITAL.COM | | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>KAMLER, LEWIS AND NOREMAN, LLP | | | | | | | | | ONE LINDEN PLACE, SUITE 200 | (Name - if individual, state last, first, and middle name)<br>GREAT NECK | NEW YORK | 10021-2640 | | | | | | (Address)<br>FEBRUARY 18,2004 | (City) | (State) | (Zip Code)<br>1090 | | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | FOR OFFICIAL USE ONLY | | | | | | | {1}------------------------------------------------ - - - - - - - - - - - - - - - - - - - - - - - {2}------------------------------------------------ # Brean Capital, LLC and Subsidiaries (SEC I.D. No. 8-40742) Consolidated Sta…Read the full text as markdown