Full text of BREAN CAPITAL, LLC's X-17A-5 filed 2025-03-03 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | OMB APPROVAL | | | | | |----------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|--------------------------------------------|--|--|--|--| | | SECURITIES AND EXCHANGE COMMISSION | | | | | | | | Expires: Nov. 30, 2026<br>Estimated average burden | | | | | | | | hours per response:<br>12 | | | | | | | | SEC FILE NUMBER | | | | | | | | 8-40742 | | | | | | | | PART III | | | | | | | | | | | | | | | | FACING PAGE | | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | FILING FOR THE PERIOD BEGINNING 01/01/2024 AND ENDING 12/31/2024 | | | | | | | | | MM/DD/YY | MM/DD/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | | | | | NAME OF FIRM: Brean Capital, LLC | | | | | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | ا Major security-based swap participant | | | | | | = Broker-dealer<br>ال Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 505 Fifth Avenue, Floor #5 | | | | | | | | | (No. and Street) | | | | | | | New York | New York | 10017 | | | | | | (City) | (State) | (Zip Code) | | | | | | | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | 212 702 6625<br>Arnold Sarabella<br>asarabella@breancapital.com | | | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | Kamler, Lewis & Noreman LLP | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 1300 Walt Whitman Road, First Floor | Melville | 11747<br>New York | | | | | | (Address) | (City) | (State)<br>(Zip Code) | | | | | | February 18, 2004 | | 1090 | | | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports of an independent public | | | | | | | | | | | | | | | {1}------------------------------------------------ - - - - - - - - - - - - -…Read the full text as markdown