Full text of BREAN CAPITAL, LLC's X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | OMB APPROVAL | |---------------------------| | OMB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | 12<br>hours per response: | | | (No. and Street) | | | | | | | | |--------------------------------------------------|---------------------------------------------------------------------------|-----------------|--------------------------------------------|--|--|--|--|--| | New York | New York | | 10017 | | | | | | | (City) | (State) | | (Zip Code) | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | Arnold Sarabella | 212 702 6625 | | asarabella@breancapital.com | | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | Kamler, Lewis and Noreman, LLP | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | | | One Linden Place, Suite 200 Great Neck | NY | 10021-2640 | | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | | February 18, 2004 | | 1090 | | | | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | {1}------------------------------------------------ | | ARNOLD SARABELLA | | | | swear (or affirm) that, to the best of my knowledge and belief, the | | | | |-------|------------------|--|--|---------------------------------------------------------------|---------------------------------------------------------------------|--|--|-------| | | | | | financial report pertaining to the firm of BREAN CAPITAL, LLC | | | | as of | | 12/31 | | | | 2 023 | | | | | - - - - - - - - - - - - - - - - - - - - - - - - - - - {2}------------------------------------------------ **Brean Capital, LLC and Subsidiaries (SEC I.D. No. 8-40742)** Consolidated Statement of Financial Condition Report of Independent Registered Public Accounting Firm December 31, 2023 CONFIDENTIAL PURSUANT TO SEC RULE 17a-5(e) (3) {3}------------------------------------------------ #### Brean Capital, LLC and Subsidiaries Consolidated Statement of Financial Condition Information Required by Rule 17a-5 December 31, 2023 # Table of Contents | Consolidated Financial Statement: | | |------------------------------------------------------------|--| | Report of Independent Registered Public Acc…Read the full text as markdown