Full text of ICBA SECURITIES's X-17A-5 filed 2021-02-24 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURJTIESANDEXCHA CECOMMISSIO Washington, D.C. 20549 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | | 0MB APPROVAL | | | |---------------------------|--------------|------------------|--| | 0MB Number: | | 3235-0123 | | | Expires: | | October 31, 2023 | | | Estimated average burden | | | | | hours per response 12.00 | | | | | | SEC FILE NUMBER | |----|-----------------| | 8- | 40867 | **FACING PACE** Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEG! NI G _ | ____<br>_c0c;;<br>1"-/0_1=/.,;;c2:<br>02_0:__<br>MM/DD/YY | A D E 101 G | 12/31/2020<br>MM/DD/VY | | | |--------------------------------------------------------|--------------------------------------------------------------------------|-------------------------------------|--------------------------------|--|--| | | A. REGISTRANT IDENTIFICATION | | | | | | AME OF BROKER-DEALER: | ICBA Securities Corporation | | OFFICIAL USE ONLY | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM 1. 0<br>. NO. | | | | 775 Ridge Lake Boulevard, Suite 175 | | | | | | | | (No. and Street) | | | | | | Memphis | TN | | 38120 | | | | (C1ry) | (State) | (Zip Code) | | | | | NAME AND TELEPHONE<br>Carol Ann Kinzer<br>678-525-0992 | UMBER OF PERSO | TO CO TACT fN REGARD TO THIS REPORT | | | | | | | | (Area Code - Telephone Number) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | CliftonlarsonAllen, LLP | INDEPE DENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | (Name - ,J 111dmd11al. stare last. first. middle 11ame) | | | | | | 801 Felix Street | St. Joseph | MO | 64501 | | | | (Address) | | (State) | (7.,p Code) | | | | C HECK O<br>E: | | | | | | | 0<br>certified Public Accountant<br>Public Accountant | Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 2./0. l 7a-5{e)(2)* > **Potential persons who are to respond to the collection of Information contained** in **this form are not required to respond unless the form displays a currently valid 0…Read the full text as markdown