Full text of ICBA SECURITIES's X-17A-5 filed 2024-03-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | | | | |-----------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------|----------------------------------------------------|--| | | | | OMB APPROVAL | | | | SECURITIES AND EXCHANGE COMMISSION | | OMB Number. 3235-0123<br>Expires: Nov 30, 2026 | | | | Washington, D.C. 20549 | | Estimated average burden<br>hours per response. It | | | | ANNUAL REPORTS | | SECF LE NUMBLA | | | | FORM X-17A-5 | | 8-40867 | | | | PART III | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | FILING FOR THE PERIOD BEGINNING 01/01/2023 AND ENDING 12/31/2023 | | | | | | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: ICBA Securities Corporation | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer - dealer Security-based swap dealer | | | L Major security-based swap participant | | | Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 775 Ridge Lake Blvd., Suite 190 | | | | | | | (No. and Street) | | | | | Memphis | IN | | 38120 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Carol Ann Kinzer | 678-525-0992 | | ckinzer@icbasecurities.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | | | | WithumSmith+Brown, PC | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 1411 Broadway, 9th Floor | New York | NY | 10018 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/08/2003 | | 100 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | Claims for exemption from the requirement that the annual reports of an independent public | | | | | Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | swear (or affirm) that,…Read the full text as markdown