Full text of ICBA SECURITIES's X-17A-5 filed 2025-03-28 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | ANNUAL REPORTS | | |----------------|--| | FORM X-17A-5 | | | PART Ill | | | 0MB APPROVAL | | |--------------------------|--| | 0 MB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: 12 | | | | | | SEC FILE NUMBER | | | 8-40867 | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | |----------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------|-----------------------------------------|---------------------------------|--| | | | | | | | | FILING FOR THE PERIOD BEGINNING O 1/01/2024<br>AND ENDING 12/31/2024<br>MM/DD/YY<br>MM/DD/VY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM : ICBA Securities Corporation | | | | | | TYPE OF REG ISTRANT (check all applicable boxes):<br>[!] Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | D Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 775 Ridge Lake Blvd., Suite 190 | | | | | | | (No. and Street) | | | | | Memphis | TN | | 38120 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FI LING | | | | | | Carol Ann Kinzer | 678-525-0992 | | ckinzer@brokerageconsulting.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are conta ined in this fi ling*<br>WithumSmith+Brown, PC | | | | | | | (Name - if individual, stat e last, first, and middle name) | | | | | 1411 Broadway, 9th Floor | New York | NY | 10018 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/08/2003 | | 100 | | | | | | | | | | * Claims for exemption from t he requirement that t he annual reports be covered by the repo rts of an independent public | FOR OFFICIAL USE ONLY | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240. l 7a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained** in **this form are not required to…Read the full text as markdown