Full text of FIRST DALLAS SECURITIES, INC.'s X-17A-5 filed 2021-09-29 (period 2021-07-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ FIRST DALLAS SECURITIES, INC. REPORT PURSUANT TO RULE 17a-5(d) YEAR ENDED JULY 31, 2021 {1}------------------------------------------------ **UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** **OMB APPROVAL OMB Number: Expires: Estimated average burden hours per response 12.00 3235-0123 October 31, 2023** # **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** #### **SEC FILE NUMBER 8**- #### **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | August<br>1, 2020 | AND ENDING | July 31 2021 | | | |---------------------------------------------------------------------------------------------|-------------------------------------------------------|-----------------------|--------------------------------|--|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT | IDENTIFICATION | | | | | | NAME OF BROKER-DEALER: | Inc.<br>First Dallas Securities > | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | | 2905 Maple Ave | | | | | | | | (No. and Street) | | | | | | Dallas | TX | 75201 | | | | | (City) | (State) | | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN<br>Charmagne<br>Darabadey<br>214 665 9103 | | REGARD TO THIS REPORT | | | | | | | | (Area Code - Telephone Number) | | | | ACCOUNTANT<br>B. | IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained<br>Moss Adams | | in this Report* | | | | | | (Name -if individual, state last, first, middle name) | | | | | | 14555 Dallas Parkway Suite 300 | Dallas | TX | 75254 | | | | (Address) | (City) | (State) | (Zip Code) | | | | CHECK ONE: | | | | | | | RCI<br>Certified Public Accountant | | | | | | | Public Accountant | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17<sup>a</sup>-5(e)(2)* **Potential persons who are to respond to the collection of information contained in this form arenot required to respond unlessthe formdisplays <s…Read the full text as markdown