Full text of FIRST DALLAS SECURITIES, INC.'s X-17A-5 filed 2022-10-25 (period 2022-07-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ FIRST DALLAS SECURITIES, INC. REPORT PURSUANT TO RULE 17a-5(d) YEAR ENDED JULY 31, 2022 {1}------------------------------------------------ **UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number 3235-0123 Expires: October 31,2023 Estimated average burden **8**- **SEC FILE NUMBER** ## **ANNUAL AUDITED** hours per response 12.00 **REPORT FORM X-17A-5 PART III** #### **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the** **Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | August 1,<br>2021 | AND ENDING July 31,2022 | | |-------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------|-------------------------|-------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT<br>IDENTIFICATION | | | | NAME OF BROKER-DEALER: | First<br>Securities<br>Dallas | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | 2905<br>Maple | Ave | | | | | (No. and Street) | | | | Dallas | TX | | 75201 | | (City) | (State) | (Zip Code) | | | Charmagne | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Darabadey<br>214<br>665<br>9103 | | | | | | | (Area Code -Telephone Number) | | | B. ACCOUNTANT<br>IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | Moss<br>Adams | | | | | | (Name -if individual, state last, first, middle name ) | | | | | 14555 Dallas<br>Parkway<br>Suite<br>300 | | 75254<br>TX | | (Address) | (City) | Dallas<br>(State) | (Zip Code) | | CHECK ONE: | | | | | Certified Public Accountant<br>X<br>Public Accountant | | | | | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | *Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant | | | *must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17<sup>a</sup>-5(e)(2)* **Potential persons who are to respond to the collection of informationcontained in this formarenotrequired to respond SEC <sup>1410</sup> unlessthe formdisplays<sup>a</sup…Read the full text as markdown