Full text of FIRST DALLAS SECURITIES, INC.'s X-17A-5 filed 2024-10-01 (period 2024-07-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | | 0MB APPROVAL | | | |-----------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|---------------------------------------|-------------------------------------------------|--|--| | | SECURITIES AND EXCHANGE COMMISSION | | 0MB Number. 3235-0123<br>Expires: Nov. 30, 2026 | | | | | Washington, D.C. 20S49 | | Estimat.,d averaae burden | | | | | | | hours per respons.,: 12 | | | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | | FORM X-17A-S | | 8-41231 | | | | | PART Ill | | | | | | | | | | | | | | FACING PAGE | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a•7 under the Securities Exchange Act of 1934 | | | | | | FILING FOR THE PERIOD BEGINNING | August 1 2023 | | AND ENDING July 31, 2024 | | | | | MM/DD/YY | | MM/D0/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME oF FIRM: First Dallas Securities | | | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | 0 Broker-dealer | □<br>D Security-based swap dealer | Major security-based swap participant | | | | | D Check here if respondent is atso an OTC derivatives dealer | | | | | | | | | | | | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 2905 Maple Ave | | | | | | | | (No. and Street) | | | | | | | | | | | | | Dallas<br>{Cityl | TX<br>(Statel | | 75201<br>(Zip Code) | | | | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Charmagne Darabadey | 2146659103 | | cdarabadey@hodgescapital.com | | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• | | | | | | Moss Adams | | | | | | | | {Name - if individual, state last, first, and middle name) | | | | | | 14555 Dallas Parkway Ste 300 | Dallas | TX | 75254 | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | | | | | | 10/16/2003<br>(Date of Registration with PCAOB)(if api,llcablel | | 659 | (PCAOB Registration Number, if applicable) | | | **• Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a•S(…Read the full text as markdown