Full text of GRF CAPITAL INVESTORS, INC.'s X-17A-5 filed 2021-03-02 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED ST ATES | | | | |------------------------------------|--|--|--| | SECURfflES ANO EXCHANGECOM:MJSSION | | | | | Waslli11gto11, D.C. 20549 | | | | # **ANNUAL AUDITED REPORT FORM X-17A-5 PART** Ill | 0MB APPROVAL | | |--------------------------|---------------------| | 0MB Number: | 3235-07 23 | | Expires: | Oc.tol.,er 31, 2023 | | Estimated average burden | | | hours<br>r res | nse 12.00 | SEC FILE NUMBER s.41494 FACING PAGE # Information Rcqu ired of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | AND 1:iNDING_~2/31/2020<br>REPORT FOR THE PERIOD 13EGINNING01/01/2020 | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------|------------|-----------------------------------|--| | | MM/OD/YY | | MM/DO/YY | | | | A. REGISTRANT IDENTlFICA TION | | | | | NAME oF BROKER-DE'ALER: GRF Capital Investors, Inc.<br>ADDRF.SS OJI PRINCJPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>6506 S. Lewis Ave., Ste. 160 | | | OFFICIAL USE ONLY<br>FIRMI.D. NO. | | | | | | | | | | (No und Street) | | | | | Tulsa | OK | | 74136 | | | (City) | | /ZipCo<le) | | | | NAME A.ND TELErHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THlS REPORT<br>Mark Heinrich 918-744-1333 | | | | | | | | | (Area Code - Tdcphou~ .Nun1berl | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | M & K CPA's PLLC<br>363 N Sam Houston Parkway E. Ste. 650 | (NH me · if lndil•id,w/. s1<11,· las!, /irst. middle 11umc)<br>Houston | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report•<br>(A<ldres,) | (City) | TX | 77060<br>(Zip Code) | | *\*Claims fur exemptirm.fi·om the rcquiremenr rhat the annual repori be covered by the opinion q(an independent pub/ie* accou11/unr *mu.rt he ,supporled* by *a sta/("ment of/acts and circ1,mstances relied on as the basisfor rhe exemption. See Section 240. l 7a-5(e)(2)* > Potential persons who are to respond to the collecllon of Information contained In this form are not required to respond unless thetorrn displays a currently valfd 0MB control number. SEC 1410 (11-05) {1}------------------------------------------------ ## **OATH OR AFFIRMATION** | J Mark Heinrich | _<br>_ _ | ____ , swear (or affirm) that, to the best of<br>_ | |----------------------…Read the full text as markdown