Full text of GRF CAPITAL INVESTORS, INC.'s X-17A-5 filed 2024-03-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** > **ANNUAL REPORTS FORM X-17A-S PART** Ill # SEC FILE NUMBER 8-41494 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **1/1/2023** MM/DD/VY AND ENDING **12/31/2023** MM/DD/VY **A. REGISTRANT IDENTIFICATION** # NAME OF FIRM: <3RF Capital Investors, Inc. TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 1776 S. Utica Ave. '· | | (No. and Street) | | | | | | | |-----------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------------------|------------|--|--|--|--| | Tulsa | OK | | 74104 | | | | | | (City) | (State) | | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Mark Heinrich | 918-744-1333 | mark.heinrich@grfci.com | | | | | | | (Name) | (Area Code- Telephone Number) | (Email Address) | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Jennifer Wray CPA PLLC | (Name - if individual, state last, first, and middle name) | | | | | | | | 800 Bonaventure Way, Suite 168 | Sugar Land | TX | 77479 | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | JJ/30/ | | 63 28 | | | | | | | | | {PCAOB Reg,st,aUoo N"mbec, ,1 appHrable) I | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | | I, _M_a_rk_H_e_in_n_·c_h ______________ __, swear (or affirm) that, to the best of my knowledge and belief, the | |----------|------…Read the full text as markdown