Full text of GRF CAPITAL INVESTORS, INC.'s X-17A-5 filed 2022-03-30 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## *UNITED STATES SECURITIES AND EXCHANGE COMMISSION* ## *ANNUAL REPORTS FORM X-17A-5 PART III* | _______ OMB APPROVAL | | |---------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response:<br>12 | | | SEC FILE NUMBER | | *8-41494* # *Information Required Pursuant to Rules 17a-5,17a-12, and 18a-7 under the Securities Exchange Act of <sup>1934</sup> FILING FOR THE PERIOD BEGINNING 01/01 /202 <sup>1</sup> AND ENDiNG <sup>1</sup> 2/31/2021 MM/DD/YY MM/DD/YY \_\_\_\_\_\_\_\_\_\_\_ \_\_\_ \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_A. REGISTRANT IDENTIFICATION\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ name OF FIRM:GRF Capital Investors, Inc. TYPE OF REGISTRANT (check all applicable boxes): <sup>S</sup> Broker-dealer Security-based swap dealer Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use <sup>a</sup> P.O. box no.) <sup>6506</sup> S. Lewis Ave., Ste. <sup>160</sup> (No. and Street) Tulsa OK 74136 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Mark Heinrich 918-744-1333 mark.heinrich@grfci.com (Name) (Area Code-Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION FACING PAGE INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* <sup>M</sup> & <sup>K</sup> CPA'<sup>s</sup> PLLC\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_* *(Name - if individual, state last, first, and middle name) <sup>363</sup> N. Sam Houston Parkway E, Ste. <sup>650</sup> HOUStOfl TX <sup>77060</sup> (Address) (City) (State) (Zip Code)* *(Date of Registration v/ith PCAOB)(if applicable)\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_(PCAOB Registration Number, if applicable)* *FOR OFFICIAL USE ONLY* *\* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis of the exemption. See <sup>17</sup> CFR 240.17a-5(e)(l)(ii), if applicable.* *Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.* {1}------------------------------------------------ #### *OATH OR AFFIRMATION* | I' r<br>arK He>nnch | ________________ f swear (or…Read the full text as markdown