Full text of I. E. INVESTMENTS, INC.'s X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | SEC FILE NUMBER | |-------|-----------------| | 41598 | | | REPORT FOR THE PERIOD BEGINNING | 01/01/20 | 12/31/20<br>AND ENDING | | | |--------------------------------------------------------------------------------------------------------|--------------------------------------------------------|------------------------|--------------------------------|--| | | MM/DD/Y Y | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: I.E. INVESTMENTS, INC. DBA STARK MUNICIPAL BROKERS | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | 515 MARIN STREET SUITE 416 | | | | | | | (No. and Street) | | | | | THOUSAND OAKS | CA | | 91360 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>STEPHEN STARK, 818-735-9860 | | | | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | FARBER HASS HURLEY LLP | | | | | | | (Name - if individual, state last, first, middle name) | | | | | 9301 OAKDALE AVENUE SUITE 230 | CHATSWORTH | CA | 91311 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | Certified Public Accountant | | | | | | Public Accountant | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | {1}------------------------------------------------  - - - - - - - - - - - - - - {2}------------------------------------------------  #### REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Directors and Stockholders of I.E. Investments, Inc. dba Stark Municipal Brokers #### **Opinion on the Financial Statements** We have audited the accompanying statement of financial condition of I.E. Investments, Inc. dba Stark Municipal Brokers as of December 31, 2020, the related statements of operations, changes in stockholders' equity, and cash flows for the year then ended, and the related notes and schedules (collectively referred to as the financial statements). In our opinion, the financial statements present fairly in all material respects, the financial position of I.E. Investments, Inc. dba Stark Municipal Brokers as of December 31, 2020, and the result…Read the full text as markdown