Full text of I. E. INVESTMENTS, INC.'s X-17A-5 filed 2024-02-09 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III | OMB APPROVAL | | | |---------------------------|--|--| | OMB Number: 3235-0123 | | | | Expires: Nov. 30, 2026 | | | | Estimated average burden | | | | hours per response:<br>12 | | | | | SEC FILE NUMBER | | |--|-----------------|--| | | | | 8-41598 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | 01/01/23 | 12/31/23<br>AND ENDING | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------|------------------------|-------------------|--------------------------------------------|--| | MM/DD/YY | | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: | I.E. INVESTMENTS, INC. DBA STARK MUNICIPAL BROKERS | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>_ Security-based swap dealer<br>Broker-dealer<br>[ Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 515 MARIN STREET SUITE 416 | | | | | | | | (No. and Street) | | | | | | THOUSAND OAKS | | CA | | 91360 | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | STEPHEN STARK | 818-735-9860 | | STEVE@STARKMB.COM | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | BRIAN W. ANSON, CPA | | | | | | | 18455 BURBANK BLVD., SUITE 404 | (Name - if individual, state last, first, and middle name)<br>TARZANA | | CA | 91356 | | | (Address) | (City) | | (State) | (Zip Code) | | | 09/15/2005 | | 2370 | | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | * Claims for exemption from the requirement that the annual reports of an independent public<br>accountant must be supported by a statement of facts and circumstances relied on as the basis of the…Read the full text as markdown