Full text of I. E. INVESTMENTS, INC.'s X-17A-5 filed 2025-02-21 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** **Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART III** OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-41598 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | | 01/01/24<br>12/31/24<br>FILING FOR THE PERIOD BEGINNING _____________________ AND ENDING ______________________ | | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------|-------------------|-----------------|--------------------------------------------| | | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | I.E. INVESTMENTS, INC. DBA STARK MUNICIPAL BROKERS<br>NAME OF FIRM: _______________________________________________________________________ | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>☐<br>☐<br>Broker-dealer<br>Security-based swap dealer<br>■<br>☐ Check here if respondent is also an OTC derivatives dealer | | ☐ | | Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 515 MARIN STREET SUITE 416<br>_____________________________________________________________________________________ | | | | | | | (No. and Street) | | | | | THOUSAND OAKS<br>_____________________________________________________________________________________ | CA | | | 91360 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | STEPHEN STARK<br>_____________________________________________________________________________________ | 818-735-9860 | STEVE@STARKMB.COM | | | | (Name) | (Area Code – Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>BRIAN W. ANSON, CPA<br>_____________________________________________________________________________________ | | | | | | | (Name – if individual, state last, first, and middle name) | | | | | 18455 BURBANK BLVD., SUITE 404<br>_____________________________________________________________________________________ | TARZ…Read the full text as markdown