Full text of GB CAPITAL MARKETS LLC's X-17A-5 filed 2024-02-23 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III | SEC FILE NUMBER | | |-----------------|--| | 8-70213 | | FAANG PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 filing for the period beginning 01/01/2023 MM/DD/YY AND ENDING 12/31/2023 MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM: GB CAPITAL MARKETS, LLC TYPE OF REGISTRANT (check all applicable boxes): El Broker-dealer Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 1011 NORTH CAROLINA AVE SE | | B. ACCOUNTANT IDENTIFICATION | | | |----------------------------------------------|--------------------------------|------------------------------|--| | (Name) | (Area Code - Telephone Number) | (Email Address) | | | JENNIFER RATNER | 202 550.5676 | jennifer@gbcapitalmarkets.io | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | (City) | (State) | (Zip Code) | | | WASHINGTON | DC | 20003 | | | | (No. and Street) | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* ## Goldman & Company CPAs | (Name - if individual, state last, first, and middle name) | | | | |------------------------------------------------------------|-----------------------|---------|--------------------------------------------| | 3535 Roswell Rd # 32 | Marietta | | GEORGIA 30062 | | (Address) | (City) | (State) | (Zip Code) | | 06/29/2009 | | 19592 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5{e}(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | JENNIFER RATNER | | | | | |-----------------|--|--|--|--| | | | | | | swear (or affirm) that, to the best of my knowledge and belief, the fin…Read the full text as markdown