Full text of GB CAPITAL MARKETS LLC's X-17A-5/A filed 2026-04-07 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III SEC FILE NUMBER .İO 7259 (PCAOB Registration Number, if applicable) | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | FACING PAGE | | | | |-------------------------------------------------------------------------------------------------------------------------------------|--|--------------------------------|------------------------------------------------------------|-----------------|------------| | FILING FOR THE PERIOD BEGINNING 01-01-2025 | | AND ENDING | 12-31-2025 | | | | | | MM/DD/YY | | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | GB CAPITAL MARKETS LLC<br>NAME OF FIRM: | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>l Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 1011 NORTH CAROLINA AVE SE | | | | | | | | | (No. and Street) | | | | | WASHINGTON<br>DC | | | | | 20003 | | (City) | | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | JENNIFER RATNER 202-550-5676 | | | jennifer@gbcapitalmarkets. | | | | (Name) | | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Ferrara CPA | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | 100 Horizon Center Blvd Office #122 HAMILTON | | | | NJ | 08691 | | (Address) | | (City) | | (State) | (Zip Code) | 8 12-17-2024 (Date of Registration with PCAOB)(if applicable) \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. FOR OFFICIAL USE ONLY Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | JENNIFER RATNER | | | swear (or affirm) that, to the…Read the full text as markdown