Full text of GB CAPITAL MARKETS LLC's X-17A-5 filed 2026-04-07 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ## ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | SEC FILE NUMBER | | |--|--|-----------------|--| 1-2025 MM/DD/YY | FILING FOR THE PERIOD BEGINNING U1-01-2025 | MM/DD/YY | 12-3<br>and ending | | | |--------------------------------------------|------------------------------|--------------------|--|--| | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: | | | | | | GB CAPITAL MARKETS LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes): ම Broker-dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 1011 NORTH CAROLINA AVE SE | | (No. and Street) | | | |------------------------------------------------------------------------------------------|------------------------------------------------------------|----------------------------------------------------------------|------------------------------| | WASHINGTON | DC | | 20003 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | JENNIFER RATNER | 202-550-5676 | | jennifer@gbcapitalmarkets.io | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Ferrara CPA | (Name - if individual, state last, first, and middle name) | | | | 100 Horizon Center Blvd Office #122 HAMILTON | | NJ | 08691 | | (Address) | (City) | (State) | (Zip Code) | | 12-17-2024 | | 7759 | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | annual kanarta na gauguad hutha kanarta at an indananant numur | | Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB contro…Read the full text as markdown