Full text of LEK SECURITIES CORPORATION's X-17A-5 filed 2020-04-13 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | SEC FILE NUMBER | | | | |-----------------|--|--|--| | | | | | | | | Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | | | |----------------------------------------------------------------------------------------|--------------------------------------------------------|-----------------------------------------------------------|-----------------------------------|--|--| | REPORT FOR THE PERIOD BEGINNING 01/01/2019 | | | AND ENDING 12/31/2019<br>MM/DD/YY | | | | | MM/DD/Y Y | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | name of broker-dealer: LEK SECURITIES CORPORATION | | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | | ONE LIBERTY PLAZA, 52ND FLOOR | | | | | | | | (No. and Street) | | | | | | NEWY YOBIRK | NY | | 10006 | | | | (City) | (State) | | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>CHARLES LEK | | | 212-509-2300 | | | | | | | (Area Code - Telephone Number) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | CITRIN COOPERMAN & COMPANY, LLP | | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | 529 FIFTH AVENUE | NEW YORK | NY | 10017 | | | | (Address) | (City) | (State) | (Zip Code) | | | | CHECK ONE: | | | | | | | Certified Public Accountant | | | | | | | Public Accountant | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | | | {1}------------------------------------------------ - - - - - - - - - - - - - - {2}------------------------------------------------ STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2019 {3}------------------------------------------------ ## CONTENTS | Report of Independent Registered Public Accounting Firm | 1-2 | |---------------------------------------------------------|------| | Financial Statements | | | Statement of Financial Condition | 3 | | Notes to Financial Statements | 4-16 | {4}------------------------------------------------  # **REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** To the Board of Directors Lek Securities Corporation ## **Opinion on the Financial Statement** We have audited the accompanying statement of financial condition of Lek Securities Corpo…Read the full text as markdown