Full text of LEK SECURITIES CORPORATION's X-17A-5 filed 2021-03-02 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | REPORT FOR THE PERIOD BEGINNING 01/01/2020 | | | AND ENDING 12/31/2020 | | | |-------------------------------------------------------------------------------------------------------|--------------------------------------------------------|------------|--------------------------------|--|--| | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF BROKER-DEALER: LEK SECURITIES CORPORATION | | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>4 WORLD TRADE CENTER, 44TH FLOOR | | | FIRM I.D. NO. | | | | | (No. and Street) | | | | | | NEW YOBKK | NY | 10006 | | | | | (City) | (State) | (Zip Code) | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>CHARLES LEK | | | 212-509-2300 | | | | | | | (Area Code - Telephone Number) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | GRASSI ADVISORS & ACCOUNTANTS | | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | 488 MADISON AVENUE | NEW YORK | NY | 10022 | | | | (Address) | (City) | (State) | (Zip Code) | | | | CHECK ONE: | | | | | | | Certified Public Accountant<br>Public Accountant | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | | | {1}------------------------------------------------  | I CHARLES LEK | weather would would be affirm , swear (or affirm) that, to the best of | |------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | LEK SECURITIES CORPORATION | my knowledge and belief the accompanying financial statement and supporting schedules pertaining to the firm of | | of DECEMBER | 2020 , 2020 are true and correct. I further swear (or affirm) that | | | neither the company nor any partner, principal officer or director has any proprietary interest in any account | | classified solely as that of a customer, except as follows: | | | | | | | | | | | | | | | | | | | Signature | | | CHIEF EXECUTIVE OFFICER | | | Shaniqua M Jones Title | | | Notary Public | | | New Jersey | | Notary Publ…Read the full text as markdown