Full text of LEK SECURITIES CORPORATION's X-17A-5 filed 2023-03-02 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMM ISSION Washington, D.C. 20549 ## **ANNUAL REPORTS FORM X-17A-S PART** Ill 0MB APPROVAL 0MB umber: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hour, per response: 12 ## SEC FILE NUMBER a-42152 **FACING PAGE** Information Required **Pursuant to** Rules **17a-5, 17a-12,** and **lSa-7** under the **Securities E>Cchange Act of** 1934 FILING FOR THE PERIOD BEGINN ING **01/01/2022** MM/DD/YY AND ENDING **12/31 /2022** MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FI RM : Lek Securities Corporation TYPE OF REG ISTRANT (check all applicable boxes): Q Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derlva Ives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSIN ESS: (Do not use a P.O. box no.) 18 Laurel Rd ( No. and Street) New City NY 10956 (City) (State) (Zip Code) PERSON TO CONTACT W ITH REGARD TO THIS FILING Kristopher Minogue 332-206-0198 knstopher.minogue@leksecurities.com (Name) (Area Code -Telephone Number} (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Haynie & Co (Name - if individJal, state last, first, and middle name) 1785 West 2320 South Salt Lake City UT 84119 (Address) (City) (State) (Zip Code) 10/20/03 457 rte of Registrntioo with PCAOB)(if applicable) **FOR OFFICIAL USE ONLY** (PCAOB Registratioo Nombec, if applicable) I "'Claims for exemption from the requirement that t he annua l reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the bas is of the exemption. See 17 CFR 240.17a-5(e)(l )(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. | (City) | (State) | (Zip Code) | |-----------------------------------------------|--------------|-------------------------------------| | PERSON TO CONTACT W ITH REGARD TO THIS FILING | | | | Kristopher Minogue | 332-206-0198 | knstopher.minogue@leksecurities.com | {1}------------------------------------------------ ## **OATH OR AFFIRMATION** | I, Kristopher Minogue | | | | swear (or affirm) that, to the best of my knowledge and belief, the | | |-----------------------|--|--|----|---------------------------------------------------…Read the full text as markdown