Full text of HAMILTON CLARK SUSTAINABLE CAPITAL, INC.'s X-17A-5 filed 2020-02-25 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington,D.C. 20549 # **ANNUAL AUDITED REPORT hoursperresponse 12.00 FORM X-17A-5 PART III SEC FILE NUMBER** **OMB APPROVAL 0MB Number 3235-0123 Expires: August 31,2020 Estimated average burden** | 8-42236 | |---------| FACING PAGE **Information Required of Brokers and Dealers Pursuant to Section 17 of the** | Securities | Exchange<br>Act<br>1934<br>of<br>and | Rule<br>17a-5<br>Thereunder | | | | | |---------------------------------------------|-------------------------------------------------------|-----------------------------|--------------------------------|--|--|--| | REPORT FOR THE PERIOD BEGINNING 01/01/2019 | | AND ENDING 12/31/2019 | | | | | | | MM/DD/YY | MM/DD/YY | | | | | | | A.<br>REGISTRANT | IDENTIFICATION | | | | | | NAME OF BROKER-DEALERHamilton | Clark<br>Sustainable | Capital<br>Inc<br>, | OFFICIAL<br>USE ONLY | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do | not use P.O. Box No.) | | FIRM I.D. NO. | | | | | 1701<br>Pennsylvania | Avenue<br>NW,<br>STE<br>200 | | | | | | | | (No. and Street) | | | | | | | Washington | DC | | 20006 | | | | | (City) | (State) | | (Zip Code) | | | | | John J McKenna | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT | IN REGARD TO THIS REPORT | 202-481-2252 | | | | | | | | (Area Code - Telephone Number) | | | | | | B.<br>ACCOUNTANT | IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose | opinion is contained in this Report* | | | | | | | Turner<br>Stone<br>&<br>, | Company<br>L<br>L<br>P<br>, | | | | | | | | (Name -if individual, state last, first, middle name) | | | | | | | 12700<br>Central<br>Park | Dallas<br>Dr.,<br>STE<br>1400 | TX | 75251 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | CHECK ONE: | | | | | | | | v<br>Certified Public Accountant | | | | | | | | Public Accountant | | | | | | | | | Accountant not resident in United States or any of | its possessions. | | | | | | | FOR OFFICIAL USE | ONLY | | | | | | | | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by <sup>a</sup> statement offacts and circumstances relied on as the basis for the exemption. See Section 240.17<sup>a</sup>-5(e)(2)* **Potential persons who are to respond to the collection of Informationcontainedinthis formarenotrequiredto respond unlesstheformdisplays<sup>a</s…Read the full text as markdown