Full text of HAMILTON CLARK SUSTAINABLE CAPITAL, INC.'s X-17A-5 filed 2023-03-02 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES | |------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | | Washington, D.C. 20549 | # **ANNUAL REPORTS FORM X-17A-5 PART III** | QMS APPROVAL | | |--------------------------|----| | 0MB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: | 12 | | SEC FILE NUMBER | | |-----------------|--| | 8-42236 | | #### **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** **FILING FOR THE PERIOD BEGINNING** AND END|NG 12/31/2022 **MM/DD/YY MM/DD/YY** ## **A. REGISTRANT IDENTIFICATION** name OF firm Hamilton Clark Sustainable Capital, Inc. **TYPE OF REGISTRANT (check all applicable boxes):** **X Broker-dealer Security-based swap dealer Major security-based swap participant Check here if respondent is also an OTC derivatives dealer** **ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)** 1701 Pennsylvania Avenue NW, STE 200 | 20006<br>(Zip Code)<br>john.mckenna@hamiltonclark.com<br>Number)<br>(Email Address) | |----------------------------------------------------------------------------------------------------| | | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | individual, state last, first, and middle name) | | 75251<br>TX | | (State)<br>(Zip Code) | | 76 | | (PCAOB Registration Number, If applicable) | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>FOR OFFICIAL USE ONLY | **•Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable.** **Persons who are torespond to the collection of information contained In this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | | ,<br>J°hn<br>J.<br>McKenna<br>swear (or affirm)<br>that,<br>to<br>the best<br>of my knowledge<br>and belief, the | | |----|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--| | | financial report<br>pert…Read the full text as markdown