Full text of HAMILTON CLARK SUSTAINABLE CAPITAL, INC.'s X-17A-5 filed 2022-02-24 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### OMB APPROVAL **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB Number: 3235-0123 Expires: Oct. 31, <sup>2023</sup> Estimated average burden hours per response: <sup>12</sup> # **ANNUAL REPORTS FORM X-17A-5 PART III** SEC FILE NUMBER 8-42236 **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** <sup>01</sup>/01/2021 12/31/2021 FILING FOR THE PERIOD BEGINNING AND ENDING MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** Hamilton Clark Sustainable Capital, Inc. NAME OF FIRM: TYPE OF REGISTRANT (check all applicable boxes): XI Broker-dealer Security-based swap dealer Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1701 Pennsylvania Avenue NW, STE 200 (No. and Street) Washington DC 20006 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING John J. McKenna 202-481-2252 john.mckenna@hamiltonclark.com (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Turner, Stone & Company, L.L.P. (Name -if individual, state last,first, and middle name) 12700 Park Central Drive, STE 1400 Dallas TX 75251 (Address) (City) (State) (Zip Code) 09/29/2003 76 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number,if applicable) **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis of the exemption. See <sup>17</sup> CFR 240.17a-5(e)(l)(ii),if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | John<br>J.<br>McKenna<br>swear (or affirm) that, to the<br>best of my knowledge and | |----------------------------------------------------------------------------------------------------------------------------------------------------------| | belief, the<br>financial report pertaining to<br>Hamilton<br>Clark<br>Sustainable<br>Capital.<br>the firm of<br>Inc.<br>, as of | |…Read the full text as markdown