Full text of BLEY INVESTMENT GROUP, INC.'s X-17A-5 filed 2022-03-24 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART Ill | SEC FILE NUMBER 8-42701 | | FILING FOR THE PERIOD BEGINNING 01/01/21 | | AND ENDING 12/31 /21 | | |---------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|----------------|---------------------------|--------------------------------------------| | | MM/00/YY | | | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: Bley Investment Group, Inc. | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[!] Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | | | □ Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 6300 RIDGLEA PLACE, SUITE 615 | | | | | | | (No. and Street) | | | | | | FORT WORTH | TX | | 76116 | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | PAIGE PIERCE | 817 -732-2442 | | paige@bleyinvestments.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Tuttle & Bond, PLLC | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 2954 Goehmann Lane | | Fredericksburg | TX | 78624 | | (Address) | (City) | | (State) | (Zip Code) | | 03/19/2019 | | | 6543 | | | (rte of Registration with PCAOB)(lf applicable) FOR OFFICIAL USE ONLY | | | | (PCAOB Registration Number, If applicable) | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ ### **OATH OR AFFIRMATION** I, PAIGE PIERCE swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of Bley Investment Group, Inc.…Read the full text as markdown