Full text of BLEY INVESTMENT GROUP, INC.'s X-17A-5 filed 2023-03-29 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | [ fOR PUBL/C RELEASE l | ,oSTATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | 0MB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12 | | | | |--|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------|-----------------|-----------------------------------------------------------------------------------------------------------------------|--|--|--| | | | ANNUAL REPORTS<br>FORM X-17A-5 | | SEC FILE NUMBER<br>8-42701 | | | | | | | | | | | | | | | | PART Ill<br>FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | AND ENDING 12/31 /22<br>FILING FOR THE PERIOD BEGINNING 0 1/01 /22 | | | | | | | | | MM/DD/VY<br>MM/DD/VY | | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | NAME oF FIRM: Bley Investment Group, Inc. | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Major security-based swap participant<br>0 Broker-dealer<br>D Security-based swap dealer<br>0 Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 6300 RIDGLEA PLACE, SUITE 615 | | | | | | | | (No. and Street) | | | | | | | | | FORT WORTH | TX | | 76116 | | | | | | (City) | (State) | | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | PAIGE PIERCE | 817-732-2442 | | paige@bleyinvestments.com | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | | | | | | | | | | Tuttle & Bond, PLLC | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | 2954 Goehmann Lane | Fredericksburg | TX | 78624 | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | 03/19/2019 | | 6543 | | | | | | | rte of Registcatioo with PCAOB)lif applicable) | FOR OFFICIAL USE ONLY | | (PCAOB Registcatioo N,mbe,, if applicable) I | | | | Persons wh…Read the full text as markdown