Full text of BLEY INVESTMENT GROUP, INC.'s X-17A-5 filed 2024-04-01 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-S PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **0 1/01 /23** AND ENDING **12/31 /23** MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM : Bley Investment Group, Inc. TYPE OF REGISTRANT (check all applicable boxes): <sup>~</sup>Broker-dealer D Security-based swap dealer D Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 6300 RIDGLEA PLACE, SUITE 615 | | (No. and Street} | | | |--------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------------------------|-------------------------------------------| | FORT WORTH | TX | | 76116 | | (City} | (State} | | (Zip Code} | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | PAIGE PIERCE | 817-732-2442 | paige@bleyinvestments.com | | | (Name} | (Area Code - Telephone Number} | (Email Address} | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Tuttle & Bond, PLLC | (Name - if individual, state last, first, and middle name} | | | | 2954 Goehmann Lane | Fredericksburg | TX | 78624 | | (Address} | (City} | (State} | (Zip Code) | | 03/19/2019 | | 6543 | | | T"<br>of Reg;~,atlo, w;th PCAOB)(;f appUcable) | | | (PCAOB Reg;m,110, N,mbec, ;f appUcable) I | | | FOR OFFICIAL USE ONLY | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ # **OATH OR AFFIRMATION** 1, PAIGE PIERCE swear (or affirm) that, to the best of my knowledge and belief, the finan…Read the full text as markdown