BCP SECURITIES, INC. X-17A-5 (2022-03-30) — Broker-dealer annual report

Full text of BCP SECURITIES, INC.'s X-17A-5 filed 2022-03-30 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ # BCP SECURITIES, INC. & SUBSIDIARIES # CONSOLIDATED STATEMENT OF # FINANCIAL CONDITION # DECEMBER 31, 2021 # FILED AS A PUBLIC DOCUMENT {1}------------------------------------------------ | SECURITIES AND EXCHANGE COMMISSION | | OMB APPROVAL<br>OMB Number: 3235-01-23<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12 | | | | | |---------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------|--------------------------------------------|--|--|--| | | | SEC FILE NUMBER | | | | | | | FORM X-17A-5 | | 8-4236 | | | | | | PART III | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | | | filing for the period beginning 01/01/21 | | AND ENDING 12/31/21 | | | | | | | MM/DD/YY | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: BCP SECURITIES, INC. | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 289 GREENWICH AVENUE, 4th FLOOR | | | | | | | | | (No. and Street) | | | | | | | GREENWICH | CT | | 06830 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | DWIN GARCIA | 203-618-9359 | | egarcia@bcpsecurities.com | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | IN DEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing * | | | | | | | | BDO, USA LLP. | | | | | | | | 100 PARK AVENUE | (Name - if individual, state last, first, and middle name)<br>NEW YORK | NY | 10017 | | | | | (Address) | (City) | (State) | · (Zip Code) | | | | | 10/08/2006 | | | 945 | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | | FOR OFFICIAL USE ONLY | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exem CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the c…

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