Full text of BCP SECURITIES, INC.'s X-17A-5 filed 2023-04-03 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # BCP SECURITIES, INC. & SUBSIDIARIES # CONSOLIDATED STATEMENT OF #### FINANCIAL CONDITION # DECEMBER 31, 2022 # FILED AS A PUBLIC DOCUMENT {1}------------------------------------------------ # BCP SECURITIES, INC. & SUBSIDIARIES CONSOLIDATED STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2022 # CONTENTS # Facing Page - Oath or Affirmation 3 Report of Independent Registered Public Accounting Firm 4 Consolidated Statement of Financial Condition Notes to the Consolidated Financial Statements 5-24 #### PAGE {2}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: I2 # ANNUAL REPORTS FORM X-17A-5 PART III | | SEC FILE NUMBER | | |--|-----------------|--| FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/22 MM/DD/YY 12/31/22 A. REGISTRANT IDENTIFICATION # NAME OF FIRM: BCP SECURITIES, INC. TYPE OF REGISTRANT {check all applicable boxes}: □ Check here if respondent is also an OTC derivatives dealer © Broker-dealer AND ENDING ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 289 GREENWICH AVENUE, 4th FLOOR | | (No. and Street) | | | |----------------------------------------------|-----------------------------------------------------------------------------------------------------------|---------------------------|------------| | GREENWICH | CT | | 06830 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | EDWIN GARCIA | 203-618-9359 | egarcia@bcpsecurities.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | | | B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | BDO, USA LLP. | | | | | 100 PARK AVENUE | (Name - if individual, state last, first, and middle name)<br>NEW YORK | NY | 10017 | | | (City) | (State) | (Zip Code) | | (Address)<br>10/08/2003 | | 243 | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form a…Read the full text as markdown