Full text of BCP SECURITIES, INC.'s X-17A-5 filed 2024-04-17 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # BCP SECURITIES, INC. & SUBSIDIARIES ## CONSOLIDATED STATEMENT OF #### FINANCIAL CONDITION ## DECEMBER 31, 2023 ## FILED AS A PUBLIC DOCUMENT {1}------------------------------------------------ ## BCP SECURITIES, INC. & SUBSIDIARIES CONSOLIDATED STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2023 ## CONTENTS ## Facing Page - Oath or Affirmation 3 Report of Independent Registered Public Accounting Firm Consolidated Statement of Financial Condition 4-5 Notes to the Consolidated Financial Statements 6-24 #### PAGE {2}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ## ANNUAL REPORTS FORM X-17A-5 PART III sec file number FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING\_12/31/23 filing for the period beginning \_01/01/23 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM: BCP SECURITIES, INC. TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 289 GREENWICH AVENUE, 4th FLOOR | CT<br>(State)<br>PERSON TO CONTACT WITH REGARD TO THIS FILING<br>203-618-9359<br>(Area Code - Telephone Number) | | 06830<br>(Zip Code)<br>egarcia@bcpsecurities.com | | |-----------------------------------------------------------------------------------------------------------------|---------|-----------------------------------------------------------------------------------------------------------------------------------------|--| | | | | | | | | | | | | | | | | | | | | | | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | | | 485 Lexington Avenue, Floor 11 New. York | NY | 10017 | | | (City) | (State) | (Zip Code) | | | | 173 | | | | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>(Name - if individual, state last, first, and middle name) | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if app…Read the full text as markdown