Full text of WEITZEL FINANCIAL SERVICES, INC.'s X-17A-5 filed 2021-02-22 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Weitzel Financial Services, Inc. Dubuque, Iowa # Financial Statements and Report of Independent Registered Public Accounting Firm Pursuant to Rule 17a-5 Public December 31,2020 {1}------------------------------------------------ UN ITED STATES SEC URJTIESAND EXCIIANGECOMM ISSION WASh in gton, D.C. 20549 OMB APPROVAL OMBNvmber; 3235-0123 Expires; October 31. 2023 Estimated average burden hours per response ...... 12.00 SEC FILE NUMBER 0-43093 ## ANNUAL AUDITED REPORT FORM X·17A·5 PART III FACING PAGE Information Required of Broke rs a nd Dealers Pursuant to Section 17 of the Securiti es Excha nge Act of 1934 and Rule 17a·5 Thereunder | __<br>___ '-,2<br>-,-/3"':-:/",<br>20,,,2_0<br>_<br>MMIDDIYY<br>OFFICIAL US E ONLY<br>FlAM I.D. NO.<br>52002·2840<br>fZ lp Cooe)<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>(Area Code - Telephone Number) | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 9'324 | | (Z'p Cu<lc) | | | | | | | | | | | | | | | *· Claimsfor exemption from the requirement that/he amlllol report be cOI'ered by the opinion of an independenl public accountant must be supported by a litalemenl offaclS and* drcum.~'ances *relied on a., Ihe basis for the exemplion. See Section 140. /7a-J(e)(2)* > Potenllal pe rsons who are to respond to the colleetlon of Information containe d In this form are nol required to re spond unless the form displays e eurrently valid OMB control number. SEC 1410 {11 · 05} {2}------------------------------------------------ #### OATH OR AFFIRMATION | I, Timothy J. Weitzel | | , swear (or aftirm) that, to the best of | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown