Full text of WEITZEL FINANCIAL SERVICES, INC.'s X-17A-5 filed 2022-02-14 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Weitzel Financial Services, Inc. Dubuque, Iowa # Financial Statements and Report of Independent Registered Public Accounting Firm Pursuant to Rule 17a-5 Public Decem ber 31 , 2021 {1}------------------------------------------------ | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | OMB APPROVAL<br>OMS Number: 323S-01Zl<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per re~pon5e: 11 | | |----------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------|--------------------------------------------| | | ANNUAL REPORTS | | sec FilE NUMBER | | | FORM X-17A-S | | 8-43093 | | | PART III | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities E)(ctial)Be Act of 1934 | FACING PAGE | | | | FI LING FOR THE PERIOO BEGINNING 01 | /01<br>/21 | | ANO ENDING 12/31/21 | | | MM!DD!yY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM : Weitzel Financial Services, Inc. | | | | | TYPE OF REGISTRANT (check all applicable boxes ):<br>Iii Broker-dealer<br>o Check here if respondent is also an OTC derivatives dealer | 0 Security-based swap dealer | | o Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 2200 John F Kennedy Rd | Suite 103 | | | | | (No. and Street) | | | | Dubuque | | IA | 52002 | | (City) | | {State) | {Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Timothy J. Weitzel | 563-583-6020 | | tweitzel@weitzelfinancial.com | | {Name) | {Area Code - Telephone Number) | | {Email Address) | | | 8. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Alvarez & Associates, Inc. | (Name - if individual, state last, first, and middle name) | | | | 9221 Corbin Avenue, Suite 165 Northridge | | | California 91324 | | {Address) | (City) | | (State)<br>(Zip Code) | | 10/16/2018 | | | 6517 | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB ReRistration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. Se…Read the full text as markdown