Full text of WEITZEL FINANCIAL SERVICES, INC.'s X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Weitzel Financial Services, Inc. Dubuque, Iowa Financial Statement and Report of Independent Registered Public Accounting Firm Pursuant to Rule 17a-5 Public December 31, 2022 {1}------------------------------------------------ | UNITED STATES | |-------------------------------------| | SEC URITIES AND EXCHANGE COMMISSION | | Washington, D.C. 20549 | | nMBAPPROVA | | |--------------------------|---| | OMB Number: 1235·0123 | | | Expires: Oct. 31, 2023 | | | Esllm~ted average burden | | | hours per response: | " | # ANNUAL REPORTS FORM X·17A·5 PART III SEC FILE NUMBER FACING PAGE 8·43093 Information Required Pursuant to Rules 17.11 -5, 173-12, and 183-7 under the Securities Exchange Act of 1934 FlU NG FOR THE PERIOD BEGIN NING \_\_ 0::.1::./..::0,..1.:,./2.:.2::.,..\_ AND EN DING \_\_ 1::.2::./..::3-;:: 1::./2;:::2,--\_ MM/DD/YV MM/DD/YY A, REGISTRANT IDENTIFICATION NAME OF FIRM: \_W\_e\_it\_ze\_I\_F\_i\_n\_a\_n\_c\_ia\_I\_S\_e\_r\_v\_ic\_e\_s,-, \_In\_c\_, \_\_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer D Security-based swap dealer o Major secu rity-based swap participant o Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 2200 John F Kennedy Rd Suite 103 (No. and Street) Dubuque IA (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 52002 (ZJp Code) Timothy J, Weitzel 563·583·6020 tweitzel@weitzelfinanciaLcom (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this fil ing· Ryan & Juraska LLP (Name - if individual, state last, first, and middle name) 141 West Jackson Blvd, Ste 2250 Chicago IL 60604 (Address) (City) (State) (Zip Code) 03/24/2009 3407 (Date of Rellistratlon with PCAOe)(if applicable) (PCAOS Registration Number, if applicable) FOR OFFICIAL USE ONLY • Claims for eKemptlon from the reqUirement that the annual reports be covered by the reports of an independent public accountant mU5t be supported by a statement of facts and circumstances relied on as the basis of the eKemption. See 17 CFR 240.17a·S(e)(1)(il), if applicable. Persons who are to respond to the collection of information contained In this f orm are not required to respond unless the form displays a currently valid OMe control number. {2}------------------------------------------------ #### OATH OR AFFIRMATION | I, | nm…Read the full text as markdown