Full text of PJ SOLOMON SECURITIES, LLC's X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response .. . 12.00 8-43369 SEC FILE NUMBER # **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** ### **FACING PAGE** ### **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | __<br>___<br>O_I_/0_1/_1_9 | AND ENDING | 12/31/ 19 | | |---------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------|-------------------|--------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER -<br>DEALER: | | | | | | PJ Solomon Securities, LLC | | OFFIClAL USE ONLY | | | | | FIRM ID. NO. | | | | | ADDRESS OF PRINCIPAL PLACE OF BlJSINESS: (Oo not use P.O. Box No.) | | | | | | | I 345 A venue of the Americas 3 I" Floor | | | | | | ( o. and Street) | | | | | New York | NY | | | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | Howard Spindel | | | (2 I 2) 897-1688 | | | | | | (Area Code -<br>Telephone No.) | | | | | | | | | | B. ACCOUNT ANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | Deloitte & Touche LLP | | | | | (Name - | if individual, state last, first, middle name) | | | | | 30 Rockefeller Plaza | New York | NY | IOI 12-0015 | | | (Address)<br>(City) | | (State) | (Zip Code) | | | CHECK ONE: | | | | | | ~ Certified Public Accountant | | | | | | D | | | | | | Public Accountam | | | | | | D<br>Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | *Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant | | | | | *5(e)(2).* SEC 1410 (3-91} {1}------------------------------------------------ ## PJ SOLOMON SECURITIES, LLC ## STATEMENT OF FlNANCIAL CONDITION AS OF DECEMBER 31, 2019 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM \* \* \* \* \* \* \* Filed pursuant to Rule I 7a-5(e)(3) Under the Securities Exchange Act of 1934 as a public document. {2}-------------------…Read the full text as markdown