Full text of PJ SOLOMON SECURITIES, LLC's X-17A-5 filed 2021-02-17 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response . . . . 12.00 8-43369 SEC FILE NUMBER ### ANNUAL AUDITED REPORT FORM X-17A-5 PART III #### FACING PAGE #### Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | 01/01/20<br>MM/DD/YY | AND ENDING | 12/31/20<br>MM/DD/YY | |--------------------------------------------------------------------------|--------------------------------------------------------|-----------------------|-----------------------------| | | A. RECESSION DESIGNATION | | | | | | | | | NAME OF BROKER - DEALER: | | | | | PJ Solomon Securities, LLC | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM ID. NO. | | | 1345 Avenue of the Americas. 31st Floor | | | | | (No. and Street) | | | | New York | NY | | 10105 | | (City)<br>(State) | | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | Howard Spindel | | | (212) 897-1688 | | | | | (Area Code - Telephone No.) | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | Deloitte & Touche LLP | | | | | (Name - if individual, state last, first, middle name) | | | | 30 Rockefeller Plaza | New York | NY | 10112-0015 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | X Certified Public Accountant | | | | | Public Accountant | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a-5(e)(2).SEC 1410 (3-91) {1}------------------------------------------------ #### STATEMENT OF FINANCIAL CONDITION AS OF DECEMBER 31, 2020 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING **FIRM** \*\*\*\*\*\* Filed pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a public document. {2}------------------------------------------------ #### **TABLE OF CONTENTS** #### **This report\*\* contains (check all applicable boxes):** - [x) (a) Facing Page. - Report of Independent Registered Public Accounting Firm. - [x] (b) Statement o…Read the full text as markdown