Full text of SOLOMON PARTNERS SECURITIES, LLC's X-17A-5 filed 2024-02-20 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### UNITED ST A TES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMER 8- 43369 FACING PAGE fn fo rmation Required Pursunnt to Rules 17a-5, 17a-l2, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINN1NG 01/01/23 AND ENDJNG **12/31/23** MM/DD/YY MM/DD/YY ## **A. REGISTRANT IDENTlFTCATJON** NAME oF FIRM: Solomon Partners Securities, LLC TYPE OF REGISTRANT (check al l applicable boxes): ~ Broker-dealer O Security-based swap dealer O Major security-based swap participant 0 Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | B. ACCOUNTANTTDENTJFTCATJON | | |----------------|------------------------------------------------|-------------------------------| | (Name) | (Area Code - felcphonc Number) | (Email Address) | | Howard Spindel | (212) 897-1688 | hspinde1@integrated.so1utions | | | PERSON TO CONTACT WJTJ I REGARD TO THIS FILING | | | (City) | (Still.:) | (Zip Code) | | New York | NY | 10105 | | | (No. and S1reet) | | | | 1345 Avenue of the Americas | , 31st Floor | INDEPENDENT PUBLIC ACCOUNTANT whose reports are con tained in this fil ing\* ## PricewaterhouseCoopers LLP | (Name - if individual, st:ite last. first. and middle name) | | | | | | |-------------------------------------------------------------|----------|---------|--------------------------------------------|--|--| | 300 Madison Avenue | New York | NY | 10017-6204 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 10/20/2003 | | 238 | | | | | (Date ofRegistration wiih PCAOB)(ifapp licablc) | | | (PCAOB Registra tion Number. ifapplieable) | | | #### FOR OFFICI.\L USC O NLY • Claims for exemption from the requirement 1hat 1he annual repor1s be covered b) the reports ofan independent publi c: accountant mus1 be supportcd by a statement of facts and circumstances relied on as the basis o r the exemption. Sec 17 CFR 240. I 7a-5(e)( l)(ii), ifapplicab lc. Persons " ho ure lo respond to the collection of information contained in this form are not rcc1uirecl lo respond unless the form displays a curr ently valid 01\m control number. {1}------------------------------------------------ ### AFFIRMATION I, Howard Spindel , swea r (or a ffirm) that, to the best of my knowledge and…Read the full text as markdown